News Room / David Cooper
Head of Compliance and MLRO
A qualified Chartered Accountant with over 30 years of compliance experience.
Prior to setting up a compliance consultancy business in 2017, David was Head of Compliance at Cenkos Securities and Evolution Securities, two securities houses providing corporate finance and wholesale sell-side investment services. Previously David held senior compliance roles at global investment banks including Dresdner, HSBC and SG Warburg. David was a member of an expert forum established by the European Commission to consider analysts’ conflicts of interest the report from which informed the drafting of the MiFID rules on research. David has served 9 years on the CISI Membership Committee.
David has an Economics degree from Sheffield Hallam University and is a Chartered Fellow of the CISI and Fellow of the ICAEW.
A qualified Chartered Accountant with over 30 years of compliance experience