Head of Compliance and MLRO

David Cooper

A qualified Chartered Accountant with over 30 years of compliance experience.

Prior to setting up a compliance consultancy business in 2017, David was Head of Compliance at Cenkos Securities and Evolution Securities, two securities houses providing corporate finance and wholesale sell-side investment services.  Previously David held senior compliance roles at global investment banks including Dresdner, HSBC and SG Warburg. David was a member of an expert forum established by the European Commission to consider analysts’ conflicts of interest the report from which informed the drafting of the MiFID rules on research. David has served 9 years on the CISI Membership Committee.

David has an Economics degree from Sheffield Hallam University and is a Chartered Fellow of the CISI and Fellow of the ICAEW.

A qualified Chartered Accountant with over 30 years of compliance experience

BACK TO FULL TEAM

OTHER TEAM MEMBERS

Jon Fitzpatrick

Managing Director

Jon Fitzpatrick

Managing Director

Paul Weidman

Corporate Finance Director

Paul Weidman

Corporate Finance Director

Andrew Coull

Head of Cleantech and Renewables

Andrew Coull

Head of Cleantech and Renewables

Doug Rycroft

Commercial Director

Doug Rycroft

Commercial Director

John Alpine

Senior Adviser & General Counsel

John Alpine

Senior Adviser & General Counsel

Andy Hartree

Senior Adviser

Andy Hartree

Senior Adviser

Barry Wingate

Senior Adviser

Barry Wingate

Senior Adviser

John Scrimgeour

Senior Adviser

John Scrimgeour

Senior Adviser

Michael Salun

Senior Adviser

Michael Salun

Senior Adviser

Mohammed Chunara

Senior Adviser

Mohammed Chunara

Senior Adviser

Victor Bessudo

Senior Adviser

Victor Bessudo

Senior Adviser

Ben Leith

Director

David Cunningham

Director

Carolyn Fitzpatrick

Finance Director

Carolyn Fitzpatrick

Finance Director

David Cooper

Head of Compliance and MLRO

David Cooper

Head of Compliance and MLRO

Kenneth Bell

Associate

Andrew Nicolson

Associate

Alba Fuentes Delpon

Analyst

Alba Fuentes Delpon

Analyst

Stian Sandberg

Analyst

Aaron Scott

Analyst

Callum Angus

Analyst

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